Fulcrum Compliance offer an advisory and consulting service to firms regulated by the Financial Conduct Authority.

Complying with financial services regulation can be a burden for the smaller, owner-managed firm.

The penalties for getting it wrong can be harsh.

Fulcrum Compliance provide outsourced compliance services to the FCA regulated community. We specialise in owner-managed firms, where senior management has wider responsibilities, as well as compliance.

Finding the Balance

Our service helps senior management deal with the day-to-day pressure of compliance, balancing the needs of the firm and the needs of the regulator.

About Julian Sampson

Julian Sampson founded Fulcrum Compliance Ltd in 2010. Prior to this, for 15 years as Registered Compliance / Money Laundering Reporting Officer, Julian implemented practical solutions for the firms where he worked.

  • Fellow, Institute of Chartered Accountants in England & Wales
  • Chartered Fellow, Chartered Institute of Securities & Investment (CISI)
  • Past Chairman, CISI Compliance Forum
  • CISI Diploma
  • Member, Steering Committee for Compliance Standards – British Standards Institute
  • 10+ years in Controlled Functions 10 & 11
  • 25+ years in financial services industry

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 Julian is an absolute delight to work with… His advice is always clear…”

 We have worked with Fulcrum, as our compliance consultants, since 2013.”

 The presentation made the subject understandable and was very relevant…”

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