Newsletters
Consumer Duty, Vulnerability, The Playground Bully
Consumer Duty We’ve banged on about this at length throughout the past year – see our past [...]
Guidance for the perplexed – FCA’s Guidance on PS 22-9
Guidance for the perplexed In our September Newsletter we gave an outline of two recent FCA Policy Statements, [...]
A demotion of promotion. Consumer Duty – PS 22-9
Welcome back! Hoping you enjoyed your summer break and are feeling energised for the rest of the year [...]
A remote possibility? Its not a wind up, Demotion of promotion
A remote possibility..?Now that the long march back to the office has begun, it’s worth considering what changes [...]
Get Back (Part II), Faster Decisions, Worse Decisions
Get back (Part II) In our March Newsletter we advised that firms should get back to the office [...]
Investment Firms Prudential Regime, Diversity, Dear CEO
With just about three months left before the implementation date of the new IFPR, MiFID firms will be [...]