On 23 June, FCA published a Discussion Paper setting out its proposals for implementing a new prudential [...]

It seems like ages since our last Newsletter - in fact it’s only been four weeks. Time flies [...]

We thought we’d dedicate this issue of the Fulcrum Compliance Newsletter to Covid-19 issues. [...]

Firms must consider whether they need to do credit and criminal records checks on all staff [...]

Important: FCA requirement to update or confirm your firm details A brief news release from FCA on 23 [...]

As 2020 opens and we gaze into the crystal ball for the year ahead, the picture has never been more hazy. [...]