2020 - Into the Murk?As 2020 opens and we gaze into the crystal ball for the year ahead, [...]

Christmas tips from the Enforcement Department News reaches us from our mole in FCA Looking back over the [...]

Adequate Financial Resources - what are they? Who Knows... All firms should be concerned about FCA’s proposals [...]

Appointed Reps - writing on the wall? Life as an Appointed Representative (AR) is going to get [...]

SMCR - First Quarter Down Firms’ implementation of FCA’s Senior Managers and Certification Regime (SMCR) should now [...]

EU Clients? The government's recently published planning papers confirmed that in the event of a ''no deal''exit [...]