Who Do You Trust? Firms must consider whether they need to do credit and criminal records checks on [...]

Important: FCA requirement to update or confirm your firm details A brief news release from FCA on 23 [...]

2020 - Into the Murk?As 2020 opens and we gaze into the crystal ball for the year ahead, [...]

Christmas tips from the Enforcement Department News reaches us from our mole in FCA Looking back over the [...]

Adequate Financial Resources - what are they? Who Knows... All firms should be concerned about FCA’s proposals [...]

Appointed Reps - writing on the wall? Life as an Appointed Representative (AR) is going to get [...]