Newsletters

Adequate Financial Resources – what are they?
Adequate Financial Resources - what are they? Who Knows... All firms should be concerned about FCA’s proposals [...]
Appointed Reps, You Too, No retail, no worries?
Appointed Reps - writing on the wall? Life as an Appointed Representative (AR) is going to get harder. [...]
SMCR – First Quarter Down, What if? Brexit – last orders?
SMCR - First Quarter Down Firms’ implementation of FCA’s Senior Managers and Certification Regime (SMCR) should now [...]
EU Clients? The Death of Culture
EU Clients? The government's recently published planning papers confirmed that in the event of a ''no deal''exit [...]
Culture Club. Howzat. Unfair. GDPR.
Culture Club "I'm a man without conviction. I'm a man who doesn't know" So sang Boy George [...]