Adequate Financial Resources - what are they? Who Knows... All firms should be concerned about FCA’s proposals [...]

Appointed Reps - writing on the wall? Life as an Appointed Representative (AR) is going to get harder. [...]

SMCR - First Quarter Down Firms’ implementation of FCA’s Senior Managers and Certification Regime (SMCR) should now [...]

EU Clients? The government's recently published planning papers confirmed that in the event of a ''no deal''exit [...]

Culture Club "I'm a man without conviction. I'm a man who doesn't know" So sang Boy George [...]

GDPR In our previous Newsletter (see here) we wrote of the significant challenges posed by the General [...]