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The Concept
Our Services
Training
Published Articles
Newsletters
Contact

The Concept
Our Services
Training
Published Articles
Newsletters
Contact

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GDPR

GDPR In our previous Newsletter (see here) we wrote [...]

Richie2019-03-15T13:24:33+00:00March, 2018|0 Comments

Confusion and Collapse. Don’t Watch That – Watch This…

Confusion and Collapse Was there ever a harder implementation [...]

Richie2019-03-15T13:25:17+00:00January, 2018|0 Comments

MiFID II: Now the Talking Stops. A Senior Moment. More PEP Talk

MiFID II – Now the Talking Stops With the [...]

Richie2019-03-15T13:26:03+00:00July, 2017|0 Comments

MiFID II

MiFID II This is the first briefing paper on the [...]

Richie2019-03-15T13:26:39+00:00May, 2017|0 Comments

A Senior Moment. PEP Talk. CfDs Get Harder…

A Senior Moment One might be forgiven, amidst the [...]

Richie2019-03-15T13:27:24+00:00March, 2017|0 Comments

Brexit Blues? In the (MiFID II) Meantime. Are you Ready to be PRODded?

Brexit Blues..?Welcome back… to what promises to be the most [...]

Richie2019-03-15T13:28:04+00:00January, 2017|0 Comments

MAR – FCA Visits. ICAAP

MAR – FCA VisitsNow that the new Market Abuse Regulation [...]

Richie2019-03-15T13:28:47+00:00September, 2016|0 Comments

Brexit

Brexit For those in financial services, the last few [...]

Richie2019-03-15T13:29:30+00:00June, 2016|0 Comments

Abuse. Any Complaints? Summer Season.

Abuse By the time you read this, the Market [...]

Richie2019-03-15T13:30:10+00:00June, 2016|0 Comments

Happy New Year. All change? Suitability – Again. Confidential & Inside Information.

Happy New Year! Welcome back – we hope that [...]

Richie2019-03-15T13:30:54+00:00January, 2016|0 Comments

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