Newsletters

A Senior Moment. PEP Talk. CfDs Get Harder…
A Senior Moment One might be forgiven, amidst the hurly burley of Brexit and MiFID II, for [...]
Brexit Blues? In the (MiFID II) Meantime. Are you Ready to be PRODded?
Brexit Blues..?Welcome back… to what promises to be the most challenging two year period that the financial services [...]
MAR – FCA Visits. ICAAP
MAR – FCA VisitsNow that the new Market Abuse Regulation (MAR) has been implemented, FCA are getting out [...]
Abuse. Any Complaints? Summer Season.
Abuse By the time you read this, the Market Abuse Regulation (“MAR”) will be almost upon us. [...]
Happy New Year. All change? Suitability – Again. Confidential & Inside Information.
Happy New Year! Welcome back – we hope that you enjoyed the Christmas and New Year break [...]